8 IDENTIFICATION AND PROTECTION OF SPECIAL AREAS AND PARTICULARLY SENSITIVE SEA AREAS
Introduction
8.1 The Committee recalled that, at MEPC 49, it approved, in principle, the extension of the existing Great Barrier Reef PSSA to include the Torres Strait Region and requested NAV 50 in July 2004 to consider the extension of the compulsory pilotage measures.
8.2 The Committee recalled further that MEPC 49 also approved, in principle, the designation of the Western European Waters as a PSSA, with the provision that the area was reduced to bring the easterly line off the Shetlands Isles to 0°longitude and referred the 48-hour mandatory reporting measure to NAV 50 for its consideration (MEPC 49/22, paragraph 8.25).
8.3 The Committee planned to consider these proposals further for designation at MEPC 52, once it had been informed of the outcome of NAV's consideration on the proposed Associated Protective Measures (APMs).
8.4 The Committee noted the outcome of the twenty-third session of the Assembly and the eighty-seventh session of the Legal Committee with regard to the proposed designation of the Western European Waters as a PSSA, and in particular that:
.1 diverging views had been expressed in the Legal Committee (MEPC 51/11/1) as to the validity of the Western European Waters PSSA, some delegations agreeing that it exceeded the restrictive framework regulated by article 211(6) of UNCLOS, while others reaffirmed the validity of its designation. Diverging views had also been expressed with regard to the APM, while several delegations noted the need for further study of the legal implications of the designation of the Western European Waters PSSA area, in particular, in the light of the comments made by UN-DOALOS; and
.2 at the Assembly, some delegations had expressed concerns on the outcome of the discussions at MEPC 49 with regard to this issue (MEPC 51/11/4) and comments were made regarding the need for a review of resolution A.927(22) on the Guidelines for the identification and designation of PSSAs and issues relating to the principles of innocent passage and freedom of navigation on the high seas under the provisions of UNCLOS.
Proposal for a revision of the Guidelines for the Identification and Designation of Particularly Sensitive Sea Areas
8.5 The Committee considered the proposal by Liberia, Panama and the Russian Federation to review the Guidelines for the Identification and Designation of PSSAs, set out at Annex 2 of Assembly resolution A.927(22) (MEPC 51/8/3). In presenting these proposals the Russian Federation made the following points:
.1 the PSSA concept is only relevant if applied in geographically limited sea areas with unique eco-systems and not the wide geographical regions envisaged in the proposed Western European Waters PSSA;
.2 the existing PSSA Guidelines are worded in a very general way rather than the specific language and guidance needed to properly evaluate such a diverse area as the proposed Western European Waters PSSA; and
.3 such an approach could lead to notable political and legal consequences and, therefore, was not acceptable for the purpose of an international instrument intended for global and universal application.
8.6 Therefore, the co-sponsoring countries proposed that the Committee should:
.1 start without any delay with a review of the PSSA Guidelines under Annex 2 of Assembly resolution A.927(22) in order that:
.1 prior to any decision on designation of a new PSSA, a careful analysis of scope and adequacy of already existing measures be carried out. Such analysis must be accompanied by an IMO assessment of the implementation of all the existing measures by all parties concerned;
.2 the decision on designation be made only if the inadequacy of existing implemented measures had been proven;
.3 at the end of the process of identification and designation of the PSSA, a clear and complete picture of the area concerned could be drawn and, at the same time, an appropriate solution provided;
.4 when a PSSA was designated, all the associated protective measures were identified. Therefore, the two-step approach implying "PSSA designation in principle" as the first step, and the development of APMs as the second step, should no longer be permitted; and
.2 stop the consideration of any current or new proposals submitted under the existing PSSA Guidelines until a revision of the Guidelines had been completed.
8.7 The observers from BIMCO, ICS, INTERCARGO, INTERTANKO, OCIMF and IPTA supported the proposals by Liberia, Panama and the Russian Federation with regard to the review of the PSSA Guidelines (MEPC 51/8/4) and added that:
.1 the PSSA Guidelines should indicate that APMs were expected to address the environmental vulnerability in a proportionate manner and that in turn they should reflect the gravity implied by the request to establish a PSSA;
.2 States applying for a PSSA designation should provide an analysis of the adequacy of the existing IMO measures and information on measures taken to limit pollution from land-based industry, agriculture, as well as pollution from all water-based industry; and
.3 a proliferation of PSSA applications was apparent from the deliberation on the Western European Waters PSSA at MEPC 49 and from further submissions to this session. This was a concern to the shipping industry because it appeared to suggest that alternative measures for the regulation of shipping and for the protection of the marine environment were, in some way, deficient. However, this was not apparent from the APMs so far proposed. It was increasingly evident that, if allowed to proliferate unchecked, the PSSA designation would lose its special significance and thereby become devalued.
8.8 The Chairman invited the Committee to address the question whether or not it wished to carry out a review of the PSSA Guidelines as contained in Annex 2 to resolution A.927(22).
8.9 Those delegations that spoke in favour of a review of the PSSA Guidelines mentioned that:
.1 there should be no doubt as to the value of PSSAs as a tool to provide extra protection where warranted, but PSSAs should only be considered if the existing measures under IMO instruments were proven to be insufficient;
.2 decisions about APMs should be taken together with PSSA-designation, instead of the two-step approach under the current Guidelines;
.3 the current Guidelines should be made more operational;
.4 one delegation indicated that the current PSSA Guidelines should be strengthened and was prepared to submit a proposal to MEPC 52 addressing inter alia technical and procedural aspects of the Guidelines, as well as legal issues associated with PSSAs. Several delegations supported this view.
.5 the PSSA concept was a dynamic one and a review should therefore be standard to its further development, so long as the balance was maintained between protection of the marine environment and the shipping interests, as well as a proportionality between the additional measures proposed and the identified risks to sensitive sea areas from maritime activities; and
.6 resolution A.927(22), operational paragraph 3, requested both MEPC and MSC to keep the new Guidelines under review. Such a review could therefore be conducted at any time that the Committee deemed appropriate.
8.10 Those delegations that objected to a review of the PSSA Guidelines at this stage mentioned that:
.1 although the intent of the proponents of a review was clear from their submissions, no specific case had been made for a detailed review of the PSSA Guidelines;
.2 the current Guidelines had only been adopted in 2001, and were still up-to-date, well balanced and addressing all relevant aspects. A review so soon would undermine the credibility of IMO and give the wrong message to the public at large; and
.3 instead of a full review of the Guidelines their current application should be discussed in light of the proposals received so far, in particular, the proposal to designate the Western European Waters as a PSSA. It should be avoided that PSSAs become an issue of contention.
8.11 In summing up, the Chairman indicated that a majority of delegations agreed, in principle, that the PSSA Guidelines should be reviewed. He specified that such a review would be considered, provided that there are specific proposals, as well as justification, submitted to a future session of the Committee. The resulting revised guidelines would then be presented as a draft resolution for consideration and adoption by the Assembly.
8.12 Subsequently, the Committee considered whether or not a moratorium should be declared on applications for PSSA designations and what form it would take, while the review of the Guidelines would be carried out.
8.13 The delegation of Panama stated that its proposal for a moratorium on PSSA applications was not designed to stop applications, such as the extension of the existing Great Barrier Reef PSSA to include the Torres Strait Region, approved in principle at MEPC 49, or the Galapagos Archipelago PSSA application before the Committee at this session, but directed against the designation of the Western European Waters PSSA as a fall back position in the discussion in 2003 to accelerate the phasing out of single hull tankers.
8.14 The delegation of Norway objected to the establishment of a moratorium by the Committee for the following reasons:
.1 only the Assembly could declare a moratorium on a resolution adopted by it;
.2 Article 211(6) of the UN Convention on the Law of the Sea granted Coastal States the right to propose special mandatory measures for the prevention of pollution from vessels for clearly-defined areas of their EEZ when international rules and standards were inadequate, and such proposals should be considered by the Organization within twelve months;
.3 there was no precedence within IMO of a moratorium on any of its instruments when being revised or amended; and
.4 a moratorium would discourage new proposals and all efforts by IMO and its Member States to promote the PSSA concept when the PSSA mechanism is considered as the proper response to an identified problem.
8.15 The Committee acknowledged that resolution A.927(22) was under the purview of the Assembly and agreed not to recommend establishing a moratorium for the duration of the review of the PSSA Guidelines. This would mean that work on the PSSAs, approved in principle but not yet designated, could continue, whilst both current and future applications to the Committee could be assessed in accordance with resolution A.927(22) until its review by the Assembly had been completed.
Proposal for the designation of the waters of the Canary Islands as a PSSA
8.16 The Committee considered the proposal submitted by Spain to designate the waters of the Canary Islands as a PSSA in accordance with Annex 2 of Assembly resolution A.927(22) (MEPC 51/8).
8.17 In its submission, Spain provided detailed descriptions of the special characteristics of the Canary Islands, some of which have been declared Biosphere Reserves because of their great scientific and environmental interest, and of their highly vulnerable ecosystem, which has been severely affected by international shipping.
8.18 Spain proposed the following APMs to prevent damage from international shipping activities:
.1 establishment of five "Areas to be avoided" for in-transit shipping. These areas may be used only for small-scale inshore fishing, inter-island navigation, and for journeys from and to ports situated inside these areas, subject to authorization by the maritime authorities;
.2 establishment of two "recommended routes" for ships in-transit through the PSSA, whose port of origin or destination was not in the Canary Islands; and
.3 adoption of a "mandatory ship reporting system" for all vessels in transit through the PSSA, those leaving or heading for ports in the Canary Islands, and engaged in inter-island traffic of over 600 tons deadweight carrying heavy grade of oils. For all tankers between 600 and 5,000 tons deadweight this measure should apply from 2008.
Spain accepted that the proposed APMs should be considered in detail by the NAV Sub-Committee in accordance with Chapter 8 of the PSSA Guidelines.
8.19 The delegation of Brazil proposed that the definition of "heavy oils", which Spain had used in its application (MEPC 51/8, paragraph 6.1.4), should be replaced by the new definition of "heavy grade oil" contained in the amendments to MARPOL 73/78, Annex I, Part D, Regulation 35, paragraph 2. In reply, the delegation of Spain agreed to insert this new definition and explained that the PSSA application had been submitted prior to MEPC 50 adopting these amendments.
8.20 The delegation of Brazil furthermore suggested that a detailed review of both the Spanish proposal and the Baltic Sea area proposal should include whether the provision of places of refuge for ships in need of assistance was being considered in view of the heavy maritime traffic in the proposed PSSA areas. In response, the Spanish delegation informed the Committee that Spain would introduce the concept of places of refuge in its regulations implementing resolution A.949(23)1 but that implementation was intended for the national level and not solely for PSSAs.
8.21 The Committee, having considered the proposal by Spain, decided to establish an Informal Technical Group to investigate if the proposed PSSA meets the criteria in resolution A.927(22).
1 Resolution A.949(23) concerning "Guidelines on places of refuge for ships in need of assistance" was adopted on 5 December 2003.
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Proposal for the designation of the Baltic Sea area as a PSSA
8.22 The Committee considered the proposal submitted by Denmark, Estonia, Finland, Germany, Latvia, Lithuania, Poland and Sweden to designate the Baltic Sea area as a PSSA in accordance with Annex 2 of Assembly resolution A.927(22) (MEPC 51/8/1). The following points were made in the proposal:
.1 the Baltic Sea area is a globally unique, sensitive, cold, northern, brackish-water eco-system, which is vulnerable to the impact of international shipping and other human activities;
.2 an extensive regime of protective measures consisting of both international and national regulations was in place inside and adjacent to this semi-enclosed sea, including compulsory reporting and traffic surveillance, routeing systems, compulsory pilotage and the designation of the area as a Special Area under Annexes I, II and V and as a SOx Emission Control Area under Annex VI of MARPOL 73/78;
.3 no new APMs were proposed at this stage. However, the submitting countries might come back within the prescribed timeframe to propose new APMs concerning e.g., (1) compulsory reporting and traffic surveillance, (2) routeing systems, (3) escort and escorting tugs, (4) pilotage and (5) areas to be avoided. The Committee was requested to review this application, to approve the designation of this PSSA in principle at this session and to take appropriate actions, such as informing the NAV Sub-Committee of this decision and subsequently approve the final PSSA designation.
8.23 The delegation of Sweden provided corrections to the traffic characteristics contained in paragraph 4.6 of the proposal.
8.24 The observer from WWF supported the proposal for PSSA status of the Baltic Sea area to enable a lasting, sustainable coexistence of shipping and the unique nature of the area. The observer regretted the non-inclusion of Russian territorial waters at present and encouraged the Baltic States to propose, within a two-year period after the designation of the PSSA, the adoption of new APMs for the Baltic Sea's territorial and international waters in order to effectively address the risks associated with international shipping (MEPC 51/8/5).
8.25 The observer from Greenpeace International expressed the view that the PSSA designation for the Baltic Sea area should be adopted without any delay and that additional APMs should be introduced related to ship construction, crew training, monitoring of vessels carrying hazardous cargoes and extension of liability of ship-owners and operators (MEPC 51/8/6). The observer expressed also his support for the other two proposed PSSA designations.
8.26 Several delegations expressed their support for the designation of the Baltic Sea area as a PSSA.
8.27 The delegation of the Russian Federation indicated its fear for a proliferation of PSSAs and could not support the PSSA designation for the Baltic Sea area for the following reasons:
.1 it believed that application of the PSSA concept, and any associated protective measures, would only be justifiable for limited geographical areas;
.2 the legal basis for PSSAs was questioned;
.3 the Baltic Sea area was already designated as a Special Area under Annexes I, II and V and as a SOx Emission Control Area under Annex VI of MARPOL 73/78 providing added protection. As no new APMs had been proposed in the current application, there would be no added value of a PSSA designation;
.4 HELCOM had already taken measures to give additional protection to the Baltic Sea area which the Russian Federation had endorsed. HELCOM had also analysed the merits of a PSSA for the Baltic Sea area and concluded that such a designation would not offer specific advantages;
.5 90% of the contaminant load of the Baltic Sea area originated from land-based sources of marine pollution, which the PSSA concept did not cover; and
.6 the attention should be focused on measures to protect the Baltic Sea under the 1992 Convention on Biological Diversity.
8.28 As requested, the statement by the delegation of the Russian Federation is attached at annex 8.
8.29 The delegations of Liberia and Panama expressed their support for the views of the Russian Federation.
8.30 The Committee, having considered the joint proposal by Denmark, Estonia, Finland, Germany, Latvia, Lithuania, Poland and Sweden, decided to refer the proposal to the Informal Technical Group to investigate if the proposed PSSA meets the criteria in resolution A.927(22).
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