日本財団 図書館


General Overview
1. Summary of reports and discussion in each session
Kazumine Akimoto
Position: Senior Researcher, Institute for Ocean Policy, Ship & Ocean Foundation
 Representative, Akimoto Ocean Institute
Education: Chiba Institute of Technology, Japan
 Akimoto joined the Japan Maritime Self-Defence Force (JMSDF) in 1967. After completing the Command and Staff Course at the Maritime Staff College, he held several positions in the Maritime Staff Office and the Operation Evaluation Office. He was also a professor at the National Institute for Defense Studies, Japan Defense Agency. He retired from JMSDF in 2000 with rank of Rear Admiral and is now active in various fields such as maritime security and ocean governance. Some of his publications are "Sea Power Renaissance" and "Paradigm Shift of the Sea Power" (both in Japanese)
 
 In session 1 of this conference, Constitution of a Concept, "securing the oceans," a new concept in security advocated by the Ship & Ocean Foundation (SOF) was clarified. Session 2, Present State of the Highly Accessed Sea Areas (HASA) provided an understanding of the current status of security and the environment in HASA, of the South China Sea and the archipelagic waters of Indonesia and the Philippines. In session 3, Management Systems, attendees learned about existing programs, such as the Marine Electronic Highway (MEH) and the Partnerships in Environmental Management for the Seas of East Asia (PEMSEA), as well as an international marine information network for preventing disputes. Session 4 was a wide-ranging panel discussion, in which views on future approaches were exchanged and results confirmed.
 After the panel discussion, Mr. Kazumine Akimoto, senior researcher with the Institute for Ocean Policy (IOP), SOF, summarized the reports and discussion results as follows.
 
1-1 Summary of reports and discussions in session 1, Constitution of a Concept
1-1-1 Summary of reports
(1) In Session 1-1, Professor Naoya Okuwaki of the Graduate School of Law and Politics, University of Tokyo, offered a lecture entitled "Securing the Oceans: A New Concepts in Security-Toward a Changes in Flag-State Jurisdiction and a New Order for the Law of the Sea." In this lecture, Professor Okuwaki reported on ocean regimes and ocean governance, providing the starting blocks for a discussion of the formation of new concepts in maritime security. A summary of his report is as follows.
(1) Regime combination and governance
 In the past, when international society faced specific problems, it drew on topics one problem at a time to devise solutions in isolation. International relations consisted of solving each problem by negotiating the interests of each side to reach an agreement. Each issue was dealt with on its own in a self-complete system, or regime, such as the trade regime or the environmental regime.
 After the collapse of the Cold War, the standoff between East and West came to an end and the old framework for international relations, which was built around the needs of military security, was discarded, and efforts began to replace it with a new, post-Cold War framework in which problems were solved through international coordination.
 Amid these developments, observers began to question the usefulness of the old regime system, as various regimes, such as the environmental and trade regimes in the WTO, came into conflict with each other. A new order was needed that extended across multiple regimes, giving rise to the governance theory. International society shifted from the regime theory to the governance theory, and the concepts used to deal with security issues changed so that security could be pursued from an integrated, multifaceted perspective.
(2) Lack of governance in existing ocean regime
 The ocean has many self-contained regimes of its own. First among these was the land and sea regimes, followed by a multitude of regimes for navigation, the environment, fishing and so forth. An opposition also existed between the legislative regime and the enforcement regime. Each regime focused strictly on the people who used the sea and gave no consideration to those living on the land. The land regime and ocean regime were completely separate from each other, which is one reason why the world was so slow to respond to marine pollution originating on land and piracy occurring at sea. Moreover, as seen in the high seas fisheries, the legislative regime and enforcement regime were divorced from each other as well.
 The move toward governance for the ocean is driven by the need to coordinate among the interests of various parties in ways that supersede individual regimes. In particular, the flag state principle, once a centerpiece of international law, was revised, touching off a surge of movement toward governance. In fisheries, for example, provisions were made for boarding and searching foreign fishing vessels on the high seas, as nation-states exercised their right of enforcement as treaty organizations. These moves represented a first step toward "governance without government." In response to the threat of terrorism at sea, revisions to the Convention for the Suppression of Unlawful Act against the Safety of Maritime Navigation (SUA) convention were debated, with some parties arguing that national governments can board and search third-party vessels on the high seas to protect the safety of people on land. These movements provided a foothold for achieving governance through preventive action.
 At this point, however, ocean governance is only applied piecemeal, as a way of compensating for the limitations of the flag-state principle. The traditional order of the sea continues to be upheld. The purpose of this symposium is to discuss ways of constructing a new order of the sea that protects security while serving the interests of the international community in common.
(3) Stirrings of a movement toward ocean governance
 Recent years have seen increasing attention given to the revision of the flag-state jurisdiction. The IMO is currently deliberating on revisions to the SUA convention that would include measures to control the transport of weapons of mass destructions (WMD).
 Ocean governance is an all-encompassing issue, and 'securing the oceans' will be impossible without an interdependent approach to problems of both sea and land.
 Changing the framework for managing the ocean opens up a Pandora's box. The danger is that moves toward radical change may cause massive confusion as nations seek to carve up new parcels of marine territory for themselves. It is important to create a marine order that serves the interests of the international community in common but does not make residents of coastal areas apprehensive. This is the issue at hand in "securing the ocean."
 
(2) Session 1-2 dealt with today's hottest theme: the problem of terrorism at sea. Dr. Stanley Weeks, Senior Scientist at Science Applications International Corporation (SAIC), delivered a report entitled " Maritime Terrorism: Threats and Responses." The following is a summary of his report.
(1) The terrorist attack on the USS Cole in the port of Aden in 2000; the terrorist strike of 9/11 ; and the terrorist attack against the Limburg, a French oil tanker, in 2002, all demonstrate that the threat of terrorism at sea is increasing.
 Attacks on oil tankers jeopardize the environment and threaten a body blow against the global economy. Commercial vessels could also be hijacked and used to attack other vessels, as well as installations such as ports and oil storage facilities. The threat of marine transport of weapons of mass destruction (WMD) by terrorists is also serious.
(2) An effective response against maritime terrorism consists of three aspects: Information gathering, patrolling of ports and patrols at sea.
 In 2003, when the United States established the Department of Homeland Security, one of its objectives was to ensure the safety of ports. Port patrols were stepped up and the US Coast Guard required all vessels calling on American ports to notify them within 96 hours of their arrival.
 Yet the world has over 4,000 ports, and some 46,000 vessels ply the oceans. In the United States alone, about 6 million containers are stored at the nation's ports. Customs officials can only inspect about 2% of this total. Because inspection at the point of shipping is especially important, the United States is concluding shipping port inspection agreements with a number of countries.
 The International Maritime Organization (IMO) adopted the International Ship and Port Facility Security (ISPS) code in December 2002 which requires the Automatic Identification System (AIS) to be installed in every vessel.
(3) Ensuring the security of sea-lanes, including responses to terrorism, requires cooperation between the naval forces of various countries and between navies and other government bodies. In the United States, cooperation between the Navy and Coast Guard is being intensified under the National Fleet mechanism, and the two forces are collaborating in various areas, including obstructive activities at sea, under the Joint Policy Statement. The Coast Guard is also working with the enforcement agencies of other countries, and in fact is today more active in joint operations and joint training exercises with other countries' forces than the US Navy.
 In the Asia-Pacific region, a so-called Asia Pacific Maritime Operational Cooperation (APMOC) framework needs to be established, to conduct joint monitoring of sea-lanes and choke points. This in turn will require efforts toward regional security building, including further confidence-building between countries. NATO is pursuing this through the foundation of a Joint Standing Naval Force.
 
(3) Session 1-3 focused on research in the Straits of Malacca and Singapore, an area of great concern over security problems. Professor Robert Beckman of Faculty of Law, National University of Singapore, offered a report on "Enhancing Maritime Security in the Straits of Malacca and Singapore," which is summarized below.
(1) Present status of the Straits of Malacca and Singapore
 The problems of piracy and armed robbery at sea are intensifying in the Indonesian side of the Malacca-Singapore Straits. According to a report by the International Maritime Bureau (IMB), there have been cases of pirates firing on small oil tankers with heavy artillery. Since 9/11, fears have grown that pirates and terrorists are joining forces. An LNG tanker passing through the Straits of Malacca and Singapore could be hijacked and used by terrorists as a weapon. An event such as this could cause incalculable damage to the global economy.
(2) The 1988 SUA convention and protocol
 Maintaining the security of the Straits of Malacca and Singapore requires some curtailment of sovereignty over territorial waters.
 SUA convention stipulates that countries have the right to enforce the law if an event deemed to be an attack is committed within their territorial waters, and may detain the attackers and transfer them to other countries. While this convention enables countries to respond effectively to armed robbery and terrorism, so far in the Southeast Asian region only Vietnam has signed onto this convention.
 Calls for a revision of the SUA convention and its protocol came in the wake of 9/11, and in 2002 the IMO began deliberating on proposed amendments. One proposed revision empowers countries to board and search vessels, even outside territorial waters, if said vessels are suspected of supplying weapons to international terrorists.
(3) Special measures to strengthen maritime security under the SOLAS convention
 In December 2002, a decision was adopted to suppress terrorism and other acts that threaten international maritime security. An annex to SOLAS convention was amended to mandate the use of ISPS code and AIS.
 However, the SOLAS revision does not specifically address security in key international straits, so negotiations between states bordering the straits and user states will be needed.
(4) Cooperation Agreements based on Article 43 of UNCLOS
 Cooperation Agreements to protect the security of the Straits of Malacca and Singapore may be concluded on the basis of Article 43 of UNCLOS, which states, "User States and States bordering a strait should by agreement cooperate. " It should therefore be possible to conduct joint and integrated patrols, escort vulnerable vessels and conduct spot investigations of ships suspected of terrorism, without compromising the sovereignty of user states.
 More work is needed to divide the burden among user states. Japan is contributing significantly in this regard.
 
1-1-2 Overview of discussion
 After the presentations the debate focused on the concept of "securing the oceans." Participants exchanged opinions on overarching institutions for dealing with maritime issues, such as the governance theory and ocean management systems for securing the ocean. Also discussed were the current functions of the IMO as well as various decisions on ocean management and their execution.
 Mr. Masahiro Akiyama, Chairman of the Ship & Ocean Foundation (SOF), explained, "I would like to introduce a new concept in ocean security to support order on the seas. My idea involves a joint international body for securing the ocean." Mr. Akiyama wrapped up the discussion by stating that any such concept would have to be based on some form of the governance theory.
 
1-2 Reports and discussions in session 2, "Present State of Highly Accessed Sea Areas (HASA)"
1-2-1 Summary of reports
(1) In session 2-1, Professor Merlin Magallona of the College of Law, University of the Philippines, offered a report entitled "South China Sea and Philippine Waters: Security Problems in Perspective." In this report, Professor Magallona focused on these highly accessed sea areas (HASA) to point out security problems in the Philippines archipelagic waters and the South China Sea to their west. He concluded with proposals regarding the objective of securing the ocean. A summary of this report is provided below.
(1) Preface
 The ocean continues to be a scene of tension between the contrasting principles of freedom of the high sea and territorial sovereignty. The problems of the ocean must be addressed as problems for our very civilization, and countries must work together for their common interest.
(2) The South China Sea
 The South China Sea provides extremely vital sea-lanes, as roughly half of all of the world's trade flows through these lanes. The South China Sea contains numerous choke points, such as the Strait of Malacca, the Sunda Strait. and the Lombok and Makassar Straits.
 The South China Sea has been called a focal point for international disputes. Major current disputes center on sovereignty over the Spratly Islands, the Paracel Islands and the Scarborough Shoal. Complicating these disputes further is the United States' assertion of right of free passage. The Taiwan Strait is another potential source of conflict.
 Problems of sovereignty over the islands of the South China Sea are complicated, as they include the rights to exploit resources on the ocean floor, the extent of EEZs, drawing the boundaries of the continental shelf and questions of jurisdiction.
(3) Piracy
 Piracy and armed robbery in the South China Sea form a growing threat to navigation in the region. Incidents of hijacking have also occurred in Manila Bay.
(4) Terrorism
 Terrorist elements such as Al Qaeda and Jemaa Islamiyah are known to be operating in the Philippines and are said to be spreading into Thailand and Cambodia. The danger of war from international terrorism is mounting in the South China Sea and the archipelagic waters of the Philippines.
(5) Security problems in the archipelagic waters of the Philippines
 If terrorist attacks were to spread into the archipelagic waters of the Philippines and surrounding sea-lanes, they would be met with almost no effective defense. On the other hand, there is a problem associated with the archipelagic waters of the Philippines that under UNCLOS they are recognized as such but under the domestic law of the Philippines they are considered as internal waters. Environmental damage is also feared if archipelagic waters are recognized as archipelagic sea lanes passage (ASLP).
(6) Proposal
 Professor Magallona proposed the establishment of more organized forms of cooperation, based on the provisions of Article 123 of UNCLOS regarding semi-enclosed seas.
 
(2) In session 2-2, Dr. Zhiguo Gao, Executive Director of the China Institute for Marine Affairs (CIMA), spoke on "Environmental Issues Facing the South China Sea," focusing on the current status of environmental problems in the South China Sea. His report is summarized below.
(1) Overview
 Southeast Asia accounts for 2.5% of the surface area of the world's oceans and 5% of the world's population, with 270 million people living in the countries bordering its seas.
 The environmental importance of the region is enormous. Of the world's 51 types of mangrove, 45 are found in this region's rich ecosystem. Its fisheries account for 23% of Asia's total and 10% of the worldwide catch.
 Moreover, Southeast Asia's sea-lanes are extremely busy, as this region is one of the most productive in the world. Although the size of the reserves is unknown, the region's ocean floor is known to hold substantial oil fields.
(2) Current status of environmental problems
 These rich and bustling seas suffer from increasing environmental degradation and resource depletion. Over the past 70 years, the region's mangrove forests have shrunk 70%. Experts expect them to disappear entirely by 2030. victims of shrimp farming and coastal urban development. Coral reefs and seaweed beds are also heavily damaged. Another problem is overfishing: The total catch needs to be slashed by 50% from current levels to enable sustainable fishing. Marine pollution is worsening, but virtually all of the pollution sources are based on land. Few of the region's countries have established any facilities to deal with the effluence of organic pollutants. Among the major causes of pollution originating on land are rising population density, industrialization and urbanization. Although these problems desperately require a strategic approach to environmental preservation, no legal framework exists for regional cooperation. The problem is not lack of resources to fight environmental degradation but a lack of political leadership. Southeast Asia badly needs regional cooperation on environmental security.
 
(3) In session 2-3, Professor Etty Agoes of Padjadjaran University delivered a report on " Various Issues Facing the Surrounding Sea Areas of Indonesia." Professor Agoes provided an introduction to the problems involved in applying UNCLOS amid Indonesia's unyielding assertion of sole sovereignty and jurisdiction over its waters. She also indicated some of the gaps in Indonesia's system of ocean management. The conditions confronting Indonesia are a microcosm of the entire region's problems regarding ocean management. Indonesia's efforts and lessons learned afford a valuable reference in promoting ocean governance in this region. The main points of Professor Agoes' report are given below.
 The seas over which Indonesia has sovereignty and jurisdiction comprise the nation's internal waters, archipelagic waters, territorial seas, contiguous zones and EEZ. Domestic law governing these waters is enshrined in Indonesia's domestic laws, but fishing and other activities by ships whose nationality is uncertain, such as flag-of-convenience vessels, is problematic. In domestic law, central-government and regional-government regulations often conflict with each other. Authority is splintered among a multiplicity of government offices and agencies dealing with some or other aspect of maritime affairs, creating a complicated matrix of competing authorities that often makes it impossible to find out who is really in charge. Also, Indonesia's archipelagic waters embrace three archipelagic sea-lanes, and although the right of passage is provided for, this right may be affected by baseline revisions caused by the independence of East Timor.
 
1-2-2 Overview of discussion
 In the discussion following the presentations, the participants noted that, while the "code of conduct" adopted were making the security environment in the South China Sea more stable and helping to build confidence, by no means does every country in the region possess the domestic organization and legal infrastructure necessary to support a comprehensive approach to marine issues. In many cases the importance of 'securing the ocean' needs to be reinforced and reiterated, as environmental issues are sometimes pushed aside in favor of military security concerns. On the subject of international cooperation, the Chinese government has become more open to dialogue in recent years, and the nations of Southeast Asia, which had been reluctant to enter into binding treaties, are starting to take a more forward-looking approach to environmental issues. The discussion concluded on the optimistic note that a common understanding was at last beginning to emerge.







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